McCathern previously provided services involving securities in the course of business disputes, transactions, or corporate structuring and company formation. Having shown an increase in cases relating to this area of litigation, McCathern has grown to offer representation focused solely on securities violations.
Investment and financial services are governed by a wide and complex body of law where violations can come to light in countless ways. McCathern provides invaluable advice for any investor, broker, or business that invests money, offers investments, or recommends investments.
McCathern currently represents investors before the Financial Industry Regulatory Authority (FINRA) and Federal and State Courts in lawsuits against large, international and national investment banks for violating sales practice regulations, as well as securities fraud by directors and officers of the issuing companies.